Asia School of Business

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Executive Education- Sustainability

How to Manage Compliance and Ethics in a Changing World?
(Registration Closed)

How to Manage Compliance and Ethics in a Changing World?
(Registration Closed)

Closed

Date

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Time

RM 2,500

Program Fee

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Format

Closed

Date

N/A

Time

RM2,500.00

Program Fee

N/A

Format

Ethics and compliance are among the areas under the most tension today. On the one hand, society, investors, and regulators have heightened considerably what they expect of companies, and this increasingly has ethics and compliance dimensions. On the other hand, the cost and complexity of compliance has been increasing dramatically, creating budgetary, talent, and other challenges for organizations.

Even the question of what profile will be needed in the future for those in ethics and compliance functions is undergoing major rethinking. This program offers participants the opportunity, in a time efficient manner, to deepen their understanding of key trends and practices in the area of ethics and compliance.

This includes the latest learnings on how to increase the effectiveness of the Compliance Officer personally and of Compliance as a function, including through the use of behavioral science and the notion of the Return on Compliance. The program also touches on the intersect of compliance and risk management, including in terms of operational risk and emerging risk methodologies.

Also covered is the governance of compliance, including the Compliance Officer’s relationship to the CEO and the Board of Directors. An important new dimension will also be explored: what demands on compliance will come from the ESG area? And vice-versa? The program is interactive and uses simulations, case studies, and other techniques to re-enforce learning.

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  • The larger context – the evolution of how we think about compliance
  • Models and options for organizing, managing, and governing compliance, beyond the
    Three Lines of Defense
  • What is CVE and how it is affecting traditional compliance tools such as codes of conduct,
    compliance training, and whistleblowing?
  • Case study presentations and learnings
  • Cross-industry compliance officers
  • Those involved in ethics, compliance and related areas.
  • Those who supervise ethics, compliance and related areas such as regulators, board members and executive managers.

Gabe Shawn Varges

Faculty Profile

Gabe Shawn Varges is Senior Partner at HCM International and Chairman of the GECN Group, Switzerland. He is also an adjunct faculty at the Iclif Executive Education Center under the Asia School of Business. Mr. Varges has extensive international experience as an executive, regulator, academic and advisor.

He works with companies and authorities around the world on the interconnection of strategy, corporate governance, board effectiveness, leadership, culture, ethics, compliance, ESG, performance management, compensation and regulation. In addition to his private sector and academic work, Mr. Varges’ experience includes serving as Head of Governance of the Swiss combined banking, securities, and insurance regulator.

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How to Manage Compliance and Ethics in a Changing World?
(Registration Closed)

RM 2,500

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